S.M.A.R.T. goals
Developing sound goals is critical to managing employees’ performance. Each year managers work with employees to set goals for the upcoming year/evaluation period. Goals should be S.M.A.R.T. – specific, measurable, achievable, results-focused and time-bound. The concept of writing S.M.A.R.T. goals is very important for accomplishing individual goals, which in turn are linked to department, division, and University goals. It is also critical for ensuring good communication between employees and supervisors so there are no surprises during annual performance reviews.
Example: By mm/dd/yyyy, implement a new performance management system for Classified Staff and University Employees using clearly defined processes and guidelines so employees and supervisors can more competently evaluate performance and develop their careers. Below is a definition of each of the S.M.A.R.T. goal criteria referencing the example above.
S=Specific
Goals should be simplistically written and clearly define what will be accomplished. Specific is the what, why, and how of the S.M.A.R.T. model. Explanation of example:
“Implement a new performance management system for Classified Staff and University Employees = What
“Using clearly defined processes and guidelines” = How
“So employees and supervisors competently evaluate performance and develop their careers” = Why
M=Measurable
Goals should be measurable so employees have tangible evidence that they have accomplished the goal. Usually, the entire goal statement is a measure, but there are usually several short-term or smaller measurements built into the goal. Explanation of example: The essential metric is whether the system is operational as of mm/dd/yyyy. What measures will define “operational” response time, working as configured, % of time available to users?
A=Achievable
Goals should be achievable; they should stretch the employee slightly so they feel challenged, but defined well enough so they can achieve them. Employees must possess the appropriate knowledge, skills, and abilities needed to achieve the goal. When the goal is clearly defined, sufficient resources exist and a timeframe is established that allows the employee to carry out those steps. Achievable goals motivate employees. Impossible goals de-motivate them. Explanation of example: In order for an employee to reach the goal, they must have a skill set. In this case, proficiency in the area of performance management is the skill set that allows them to understand the nature of the goal. The goal must present a large enough challenge for the employee to remain interested in and committed to accomplishing it.
R=Results-focused
Effective goals measure outcomes, not activities. Explanation of example: The result of this goal is a process that allows employees and supervisors to more competently evaluate performance and develop their careers, not the individual activities and actions that occur in order to make the goal a reality.
T=Time-bound
Goals should be linked to a timeframe that creates a practical sense of forward movement to close the gap between the current state of the goal and the desired outcome of the goal. Explanation of example: A specific date/timeframe for completion provides the employee with a time-bound deadline.
The S.M.A.R.T. goal questionnaire that follows assists managers and employees in creating S.M.A.R.T. goals. Begin by writing the goal as clearly and concisely as possible. Then, answer the related questions and conclude by revising the goal, in the space provided.
Specific.
What will the goal accomplish? How will it be accomplished? Why will it be accomplished?
Measurable.
How will the goal be measured (list at least two indicators)? What evidence will indicate accomplishment of the goal?
Achievable.
Does the employee possess the necessary knowledge, skills, abilities, and resources required to accomplish the goal? Will meeting the goal present a challenge without being overwhelming?
Results-focused.
What is the reason, purpose, or benefit of accomplishing the goal? What is the outcome (not activities leading up to the result) of the goal?
Time-bound.
What is the established completion date and does that completion date create a practical sense of urgency?
- (S) Does the goal focus on a specific area?
- (S) Is the goal written using concrete language?
- (S) Does the goal begin with an action verb? (to + verb)
- (M) Can progress be measured for the goal? Is the progress:
- Numeric or descriptive?
- Quantitative?
- Qualitative?
- Financial?
- Constrained by time?
- (A) Is the goal a “stretch,” yet still within the employee’s control?
- (A) Is the goal sufficiently and reasonably limited in scope?
- (R) Does the goal measure actual outcomes or results, not activities?
- (R) Do the results include products, deliverables, or accomplishments?
- (R) Is the goal supportive of and directly relevant to the University and the school/division’s mission and goals?
- (T) Has a reasonable timeframe been identified?
- (T) Is it necessary to identify interim steps or have a plan to monitor progress?
Manager Goal:
Title: Service Center Goals Implementation
Provide direction and support to the service center team to ensure administrative (all records are accurately maintained), advising (all students are assigned advisors) and technical support (all student applications are processed for teacher preparation programs and clinical placements) is delivered to students in accordance with School of Education policy, procedures and timelines to enable students to successfully progress through their School of Education experience.
Specific
- What will the goal accomplish? Administrative, advising and technical support to students
- How: Providing direction and support to the service center team
- Why: To enable students to successfully progress through their School of Education experience
Measurable
How will the goal be measured (list at least two indicators)? What evidence will indicate accomplishment of the goal? All:
- Records are accurately maintained
- Students are assigned advisors
- Student applications are processed for teacher preparation programs and clinical placements
Achievable
Does the employee possess the necessary knowledge, skills, abilities, and resources required to accomplish the goal? Determined when providing direction and support to the team and inventorying resources available for execution of the services. Will meeting the goal present a challenge without being overwhelming? Determined by the knowledge, skills and abilities of the team and available resources human and material.
Results-focused
What is the reason, purpose, or benefit of accomplishing the goal? What is the outcome (not activities leading up to the result) of the goal? To enable students to successfully progress through their School of Education Experience.
Time-bound
What is the established completion date and does that completion date create a practical sense of urgency? In accordance with School of Education policy, procedures and timelines?
Employee Goal:
Title: Application Processing Teacher Preparation Programs
Process all applications received for admission to teacher preparation programs accurately and within the timeline established by the dean’s office to facilitate timely decision making and notification of admission to all applicants to enable students to successfully progress through their School of Education experience.
Specific
- What will the goal accomplish? Timely decision making and notification of admission to teacher preparation programs to all applicants.
- How: Processing all applications
- Why: To enable students to successfully progress through their School of Education experience
Measurable
How will the goal be measured (list at least two indicators)? What evidence will indicate accomplishment of the goal? All applications are processed:
- accurately
- within the timeline established by the deans office
- to facilitate timely decision making and notification
Achievable
Does the employee possess the necessary knowledge, skills, abilities, and resources required to accomplish the goal? Determined when providing direction and support to the team and inventorying resources available for execution of the services. For the employee, identified through conversation with the manager regarding necessary employee skills, competencies and resources. Will meeting the goal present a challenge without being overwhelming? Determined by the knowledge, skills and abilities of the employee and available resources human and material.
Results-focused
What is the reason, purpose, or benefit of accomplishing the goal? What is the outcome (not activities leading up to the result) of the goal? Maximize SOE students admission to teacher preparation programs.
Time-bound
What is the established completion date and does that completion date create a practical sense of urgency? In accordance with School of Education policy, procedures and timelines?